Christopher James Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Christopher J Jones Wealth Management Ltd

    FRN 845117

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 17 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2020)
    • [FCA CF] Client dealing (since 17 Feb 2020)
    • SMF16 Compliance Oversight (since 17 Feb 2020)
    • Responsible for Insurance Distribution (since 17 Feb 2020)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Feb 2020)
    • CF30 Customer (14 Aug 2017 to 14 Feb 2020)
    • CF1 Director (AR) (14 Aug 2017 to 14 Feb 2020)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (13 Jun 2017 to 19 Jul 2017)
    • CF30 Customer (13 Jun 2017 to 19 Jul 2017)
  • Christopher J Jones Wealth Management Ltd (no longer approved here)

    FRN 780158

    • Employed By (13 Jun 2017 to 19 Jul 2017)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (2 Jun 2010 to 28 Mar 2013)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (24 Mar 2005 to 15 Dec 2005)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (28 Jun 2004 to 11 Feb 2005)
  • Verso Wealth Management Limited (no longer approved here)

    FRN 153871

    • CF21 Investment Adviser (1 Sep 2003 to 22 Mar 2004)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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