Christopher Gareth Pierson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Oct 2021)
    • [FCA CF] Client dealing (since 21 Oct 2021)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (29 Mar 2017 to 15 Nov 2018)
    • CF1 Director (AR) (29 Mar 2017 to 15 Nov 2018)
  • Halcyon Independent Financial Advisers (U785) (no longer approved here)

    FRN 194646

    • (4)Employed By (1 Dec 2001 to 28 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.