Christopher James Richards

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 22 Aug 2025)
    • CF30 Customer (since 13 Aug 2025)
  • Christopher Richards

    FRN 1039244

    • Employed By (since 13 Aug 2025)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Aug 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Aug 2025)
    • CF30 Customer (24 Oct 2016 to 8 Dec 2019)
  • SW FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 222033

    • CF30 Customer (1 Mar 2014 to 13 Oct 2017)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (1 Aug 2012 to 1 Feb 2017)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Apr 2011 to 13 Sep 2012)
  • Bateman Financial Management Limited (no longer approved here)

    FRN 218547

    • Employed By (11 Mar 2010 to 13 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.