Bateman Financial Management Limited

This firm operates as an appointed representative of Lighthouse Advisory Services Limited and Quilter Financial Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Christopher James Richards
IRN CJR01178
- Employed By (11 Mar 2010 to 13 Sep 2012)
John Henry Ian Keiller
IRN JIK00001
- Employed By (19 Sep 2002 to 29 Feb 2012)
Jonathan Andrew Blake
IRN JAB00048
- Employed By (17 Sep 2002 to 31 Oct 2004)
Matthew Blank
IRN MXB04341
- Employed By (since 1 Mar 2026)
Michael Keith Payn
IRN MKP00019
- Employed By (11 Mar 2005 to 20 Jan 2006)
Richard Lionel Bateman
IRN RLB00029
- Employed By (since 26 Sep 2002)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.