Richard Lionel Bateman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited

    FRN 497604

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2025)
    • CF30 Customer (since 8 Jul 2025)
    • CF1 Director (AR) (since 8 Jul 2025)
  • Lighthouse Advisory Services Limited

    FRN 195199

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Apr 2011)
    • CF1 Director (AR) (since 1 Apr 2011)
  • Bateman Financial Management Limited

    FRN 218547

    • Employed By (since 26 Sep 2002)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (20 Jun 2025 to 9 Jul 2025)
    • CF30 Customer (20 Jun 2025 to 9 Jul 2025)
  • Bateman Financial Planning Ltd (726) (no longer approved here)

    FRN 136379

    • Employed By (19 Nov 1998 to 8 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.