Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 29 Sep 2021)
- [FCA CF] Client dealing (since 29 Sep 2021)
-
- CF1 Director (AR) (7 Feb 2018 to 28 Mar 2018)
- CF30 Customer (10 Apr 2017 to 28 Mar 2018)
-
- Employed By (29 Nov 2005 to 16 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.