Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Sep 2021)
    • [FCA CF] Client dealing (since 29 Sep 2021)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF1 Director (AR) (7 Feb 2018 to 28 Mar 2018)
    • CF30 Customer (10 Apr 2017 to 28 Mar 2018)
  • C J Financial Kent Limited (no longer approved here)

    FRN 441772

    • Employed By (29 Nov 2005 to 16 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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