This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Aurum Wealth Management Limited

Watch for changes

FRN: 803202
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Ransom Hall

Ransom Wood Business Park

Southwell Road

Mansfield

Nottinghamshire

NG21 0HJ

UNITED KINGDOM

Phone

+4402890912995

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Douglas MacKenzie
IRN DXM00196
- Employed By (2 Nov 2018 to 27 Jan 2019)
John Vernon Sharp
IRN JVS00004
- Employed By (4 Apr 2019 to 18 Oct 2019)
Lisa Blythe
IRN LXB01989
- Employed By (5 Dec 2018 to 27 Apr 2020)
Luke Sloman
IRN LXS18365
- Employed By (8 Aug 2019 to 24 Nov 2019)
Patrick Joseph Frank McHugh
IRN PJM01184
- Employed By (22 Mar 2019 to 24 Nov 2019)
Paul Briggs
IRN PXB02545
- Employed By (24 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.