Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 2 Mar 2026)
    • [FCA CF] Client dealing (since 2 Mar 2026)
    • CF30 Customer (since 3 Feb 2026)
    • CF1 Director (AR) (since 3 Feb 2026)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2026)
    • CF1 Director (AR) (since 9 Jul 2025)
    • (1)Employed By (since 9 Jul 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (4 Jul 2023 to 27 Feb 2026)
    • CF30 Customer (13 Apr 2023 to 27 Feb 2026)
    • CF1 Director (AR) (13 Apr 2023 to 27 Feb 2026)
    • [FCA CF] Client dealing (11 Apr 2023 to 4 Jul 2023)
    • [FCA CF] Functions requiring qualifications (11 Apr 2023 to 4 Jul 2023)
  • Acura Wealth Ltd (no longer approved here)

    FRN 994496

    • (2)Employed By (13 Apr 2023 to 2 Mar 2026)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Client dealing (23 Jan 2020 to 7 Apr 2023)
    • [FCA CF] Functions requiring qualifications (23 Jan 2020 to 7 Apr 2023)
  • Aurum Wealth Management Limited (no longer approved here)

    FRN 803202

    • Employed By (8 Aug 2019 to 24 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Acura Wealth Ltd

  2. controlled function added: (2)Employed By at Acura Wealth Ltd

  3. controlled function removed: Employed By at Acura Mortgage & Life Ltd

  4. controlled function added: (1)Employed By at Acura Mortgage & Life Ltd