Christian Dean Hughes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Christian Dean Financial Planning Ltd

    FRN 798366

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 Apr 2018)
    • CF1 Director (3 Apr 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Apr 2018 to 30 Sep 2018)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF1 Director (AR) (12 Apr 2017 to 29 Mar 2018)
    • CF30 Customer (12 Apr 2017 to 29 Mar 2018)
  • Christian Dean Financial Planning Ltd (no longer approved here)

    FRN 602941

    • Employed By (8 Jul 2013 to 29 Mar 2018)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (6 Dec 2011 to 20 Jun 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 23 Nov 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (10 Feb 2009 to 28 Feb 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.