The Prudential Assurance Company Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Sickness, Suretyship

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeffrey James Spence

  IRN JJS01147

  • [FCA CF] Manager of certification employee (31 Dec 2020 to 31 Dec 2022)
• Jennifer Anne Owens

  IRN JAO01060

  • [FCA CF] Significant management (10 Dec 2018 to 23 Jan 2020)
  • [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2022)
• Jennifer Sirelle Board

  IRN JSB01166

  • CF29 Significant management (1 Nov 2007 to 30 Nov 2009)
  • CF17 Significant Mgt (Other Business Operations) (19 Jul 2006 to 31 Oct 2007)
• Jeremy Gillman

  IRN JXG00644

  • SMF20a With-Profits Actuary (since 14 Sep 2023)
• Jeremy Goford

  IRN JXG01628

  • CF2 Non Executive Director (3 Jan 2005 to 4 Apr 2006)
• Jeremy Spencer Deeks

  IRN JXD01988

  • SIMF2 Chief Finance Function (21 Oct 2016 to 31 Oct 2017)
• Jia Lin

  IRN JXL02119

  • [FCA CF] Client dealing (since 24 Jun 2022)
• Jillian Rona Lobban

  IRN JRL01149

  • CF29 Significant management (6 Mar 2017 to 9 Dec 2018)
  • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 1 Jan 2017)
  • CF28 Systems and controls (30 Sep 2014 to 6 Mar 2016)
• Jinwee Tan

  IRN JXT00089

  • [FCA CF] Significant management (since 28 Apr 2020)
• Joanne Dawson

  IRN JXD01372

  • Director of firm who is not a certification employee or a SMF manager (5 Feb 2021 to 31 Mar 2021)
  • SMF12 Chair of the Remuneration Committee (8 Feb 2019 to 16 Apr 2020)
  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 8 Feb 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (10 Oct 2018 to 9 Dec 2018)

No changes recorded yet.