Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF29 Significant management (6 Mar 2017 to 9 Dec 2018)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 1 Jan 2017)
    • CF28 Systems and controls (30 Sep 2014 to 6 Mar 2016)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF29 Significant management (6 Mar 2017 to 1 Mar 2019)
    • CF28 Systems and controls (30 Sep 2014 to 1 Jan 2017)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF29 Significant management (6 Mar 2017 to 9 Dec 2018)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 1 Jan 2017)
    • CF28 Systems and controls (30 Sep 2014 to 6 Mar 2016)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF29 Significant management (6 Mar 2017 to 1 Mar 2019)
    • CF28 Systems and controls (30 Sep 2014 to 1 Jan 2017)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF29 Significant management (6 Mar 2017 to 1 Mar 2019)
    • CF28 Systems and controls (30 Sep 2014 to 1 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

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