Jennifer Anne Owens

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 30 Nov 2022)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • [FCA CF] Significant management (10 Dec 2018 to 23 Jan 2020)
    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2022)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • [FCA CF] Significant management (10 Dec 2018 to 23 Jan 2020)
    • [FCA CF] Material risk taker (10 Dec 2018 to 30 Nov 2022)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF10 Compliance Oversight (14 Apr 2010 to 8 Oct 2012)
    • CF11 Money Laundering Reporting (14 Apr 2010 to 8 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.