Joanne Dawson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • Director of firm who is not a certification employee or a SMF manager (5 Feb 2021 to 31 Mar 2021)
    • SMF12 Chair of the Remuneration Committee (8 Feb 2019 to 16 Apr 2020)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 8 Feb 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (10 Oct 2018 to 9 Dec 2018)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • SMF9 Chair of the Governing Body (17 May 2019 to 11 Dec 2024)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF12 Chair of the Remuneration Committee (5 Feb 2019 to 4 Oct 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (13 Jan 2010 to 28 Feb 2010)
    • CF1 Director (1 May 2006 to 13 Jan 2010)
    • CF10 Compliance Oversight (23 Mar 2005 to 1 Mar 2006)
    • CF14 Risk Assessment (23 Mar 2005 to 1 Mar 2006)
    • CF19 Significant Mgt (Financial Resources) (23 Mar 2005 to 1 Mar 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 23 Mar 2005)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF1 Director (26 Feb 2009 to 2 Nov 2009)
    • CF10 Compliance Oversight (23 Mar 2005 to 1 Mar 2006)
    • CF14 Risk Assessment (23 Mar 2005 to 1 Mar 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (16 Jan 2009 to 28 Feb 2010)
  • esure Insurance Limited (no longer approved here)

    FRN 203350

    • CF2 Non Executive Director (4 Jul 2006 to 16 Dec 2007)
    • CF1 Director (19 Jun 2006 to 4 Jul 2006)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF1 Director (1 May 2006 to 1 May 2006)
    • CF10 Compliance Oversight (23 Mar 2005 to 1 Mar 2006)
    • CF14 Risk Assessment (23 Mar 2005 to 1 Mar 2006)
    • CF19 Significant Mgt (Financial Resources) (23 Mar 2005 to 17 Sep 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF8 Apportionment and Oversight (1 Mar 2006 to 31 Oct 2007)
    • CF3 Chief Executive (1 Mar 2006 to 11 May 2009)
    • CF1 Director (1 Mar 2006 to 11 May 2009)
    • CF14 Risk Assessment (23 Mar 2005 to 1 Mar 2006)
    • CF10 Compliance Oversight (23 Mar 2005 to 1 Mar 2006)
    • CF1 Director (AR) (28 Feb 2002 to 1 Jun 2003)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF1 Director (1 Mar 2006 to 11 May 2009)
    • CF8 Apportionment and Oversight (1 Mar 2006 to 11 May 2009)
    • CF3 Chief Executive (1 Mar 2006 to 11 May 2009)
    • CF10 Compliance Oversight (23 Mar 2005 to 1 Mar 2006)
    • CF14 Risk Assessment (23 Mar 2005 to 1 Mar 2006)
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