Jeffrey James Spence

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • [FCA CF] Manager of certification employee (31 Dec 2020 to 31 Dec 2022)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • [FCA CF] Manager of certification employee (31 Dec 2020 to 31 Dec 2022)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (21 Apr 2017 to 31 Oct 2019)
    • CF10a CASS Oversight function (6 Feb 2017 to 8 Dec 2019)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • CF10a CASS Oversight function (4 Jul 2013 to 23 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.