Jia Lin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Prudential Pensions Limited
FRN 110434
- [FCA CF] Client dealing (since 24 Jun 2022)
M&G Investment Management Limited
FRN 119328
- [FCA CF] Client dealing (since 24 Jun 2022)
Prudential Lifetime Mortgages Limited
FRN 119350
- [FCA CF] Client dealing (since 24 Jun 2022)
The Prudential Assurance Company Limited
FRN 139793
- [FCA CF] Client dealing (since 24 Jun 2022)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- [FCA CF] Manager of certification employee (1 Jun 2021 to 31 Dec 2021)
- [FCA CF] Client dealing (27 Aug 2020 to 31 Dec 2021)
- CF30 Customer (9 Sep 2015 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.