THE PENSION DRAWDOWN COMPANY LTD.

• Principal Place of Business

  Rockwood House

  Princes Point

  Park Hill Road

  Torquay

  Devon

  TQ1 2DU

  UNITED KINGDOM

  Phone

  +441803211214

  Web

  https://www.pension-drawdown.co.uk

• Complaints Contact

  Rockwood House

  Princes Point

  Park Hill Road

  Torquay

  Devon

  TQ1 2DU

  UNITED KINGDOM

  Phone

  +441803211214

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Ciaron Iethan Williams

  IRN AXW27321

  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2026)
• Andrew Barrie Ross

  IRN ABR01042

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jul 2021)
  • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
• Andrew William Edwards

  IRN AWE00005

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2022)
  • CF10 Compliance Oversight (1 Dec 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2015 to 8 Dec 2019)
• Anthony Hermsen

  IRN AAH01077

  • CF1 Director (15 Jan 2016 to 28 Sep 2018)
• Benjamin James Smith

  IRN BXS02209

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2020)
  • CF30 Customer (25 Jan 2017 to 8 Dec 2019)
• David Glyn Martin

  IRN DGM01158

  • CF30 Customer (25 Jan 2017 to 21 Sep 2018)
• Jonathan Paul Walker

  IRN JXW00034

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF1 Chief Executive (since 8 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (1 Dec 2015 to 30 Sep 2018)
  • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • CF1 Director (1 Dec 2015 to 8 Dec 2019)
• Mark Andrew Solway

  IRN MAS01661

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
  • CF30 Customer (23 Nov 2018 to 8 Dec 2019)
• Martin Glover

  IRN MXG00136

  • CF30 Customer (1 Dec 2015 to 15 Jan 2016)
• Nicolas Chaitow

  IRN NXC01664

  • CF30 Customer (24 Jul 2018 to 25 May 2019)

No changes recorded yet.