Jonathan Paul Walker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2024)
  • THE PENSION DRAWDOWN COMPANY LTD.

    FRN 709479

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF1 Chief Executive (since 8 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Dec 2015 to 30 Sep 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (29 Aug 2012 to 1 Dec 2015)
    • CF30 Customer (29 Aug 2012 to 1 Dec 2015)
  • The Pension Drawdown Company Limited (no longer approved here)

    FRN 191339

    • Employed By (29 Aug 2012 to 1 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.