Nicolas Chaitow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
- [FCA CF] Client dealing (since 11 Jul 2022)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Jul 2022)
- CF30 Customer (8 May 2019 to 1 Jul 2022)
Critchleys Financial Planning LLP (no longer approved here)
FRN 743653
- Employed By (8 May 2019 to 1 Jul 2022)
THE PENSION DRAWDOWN COMPANY LTD. (no longer approved here)
FRN 709479
- CF30 Customer (24 Jul 2018 to 25 May 2019)
Attivo Financial Planning Limited (no longer approved here)
FRN 451967
- Employed By (3 Jan 2017 to 6 Jul 2018)
Attivo Financial Services Limited (no longer approved here)
FRN 462105
- CF30 Customer (29 Dec 2016 to 6 Jul 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.