Martin Glover

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 21 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (25 Jan 2016 to 8 Dec 2019)
  • THE PENSION DRAWDOWN COMPANY LTD. (no longer approved here)

    FRN 709479

    • CF30 Customer (1 Dec 2015 to 15 Jan 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (25 Jul 2014 to 1 Dec 2015)
  • The Pension Drawdown Company Limited (no longer approved here)

    FRN 191339

    • Employed By (25 Jul 2014 to 1 Dec 2015)
  • The Exeter Practice Limited (no longer approved here)

    FRN 451695

    • CF30 Customer (1 May 2011 to 25 May 2014)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF21 Investment Adviser (13 Jun 2005 to 31 Oct 2007)
  • Fleming Financial Limited (no longer approved here)

    FRN 219603

    • (5)Employed By (30 Jul 2003 to 1 Jun 2005)

Recent activity

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