The Exeter Practice Limited

Date authorised
1 April 2013
Companies House
05662391
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Exeter Practice Ltd
    Winslade House
    Manor Drive
    Clyst St. Mary
    Exeter
    Devon
    EX5 1FY
    UNITED KINGDOM
    Phone
    +4401392432211
    Web
    https://www.boulterbowen.co.uk

  • Complaints Contact

    Winslade House
    Manor Drive
    Clyst St Mary
    Exeter
    Devon
    EX5 1FY
    UNITED KINGDOM
    Phone
    +4401392432211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Investment Setup

    For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Basic Pension Advice

    For Retail (Investment), Stakeholder products

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Margrie

    IRN AXM03728

    • CF30 Customer (12 Jun 2014 to 7 Jul 2015)
  • Andrew James Surrey

    IRN AJS01689

    • CF30 Customer (18 Oct 2013 to 9 Dec 2013)
    • CF1 Director (18 Oct 2013 to 9 Dec 2013)
  • Clive Francis Down

    IRN CFD00002

    • CF1 Director (AR) (1 Jul 2011 to 27 Mar 2014)
    • CF30 Customer (1 Jul 2011 to 27 Mar 2014)
  • Daniel Tutchings

    IRN DXT01757

    • CF30 Customer (5 Jul 2017 to 10 Aug 2018)
  • Duncan Charles George Ratley

    IRN DCR00006

    • CF30 Customer (12 May 2008 to 27 Sep 2013)
  • Georgina Mary Walker

    IRN GXW00261

    • [FCA CF] Client dealing (8 Jun 2022 to 6 Dec 2024)
    • [FCA CF] Functions requiring qualifications (8 Jun 2022 to 6 Dec 2024)
  • Ian Roy Lilley

    IRN IRL01003

    • CF27 Investment Management (3 Jan 2007 to 13 Jun 2007)
  • James Bowen

    IRN JXB81092

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 May 2021)
    • [FCA CF] Client dealing (since 5 May 2021)
    • SMF3 Executive Director (since 27 Aug 2020)
  • John Esmond McNamara

    IRN JEM00016

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2022)
    • CF30 Customer (1 May 2012 to 28 Feb 2020)
    • CF1 Director (AR) (1 May 2012 to 28 Feb 2020)
  • Mark John Dapling

    IRN MJD01391

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 1 Nov 2022)
    • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • John McNamara (no longer appointed)

    FRN 930735 · Appointed 27 Jul 2020 · Until 5 Jan 2022

  • J McNamara Limited (no longer appointed)

    FRN 579533 · Appointed 18 Apr 2012 · Until 29 Feb 2020

  • DownEdwards Limited (no longer appointed)

    FRN 554813 · Appointed 1 Jul 2011 · Until 18 Nov 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.