Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 1 Oct 2021)
    • SMF16 Compliance Oversight (since 1 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2021)
    • SMF3 Executive Director (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
  • The Exeter Practice Limited (no longer approved here)

    FRN 451695

    • CF27 Investment Management (3 Jan 2007 to 13 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.