The Exeter Practice Limited

• Principal Place of Business

  The Exeter Practice Ltd

  Winslade House

  Manor Drive

  Clyst St. Mary

  Exeter

  Devon

  EX5 1FY

  UNITED KINGDOM

  Phone

  +4401392432211

  Web

  https://www.boulterbowen.co.uk

• Complaints Contact

  Winslade House

  Manor Drive

  Clyst St Mary

  Exeter

  Devon

  EX5 1FY

  UNITED KINGDOM

  Phone

  +4401392432211

• P2P Lending Advice

  For Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Investment Setup

  For Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Martin Glover

  IRN MXG00136

  • CF30 Customer (1 May 2011 to 25 May 2014)
• Matthew John Seabrook Clark

  IRN MJC01462

  • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
  • CF24 Pension Transfer Specialist (11 Sep 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
• Moana Emily Boulter

  IRN MEB00039

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Mar 2021)
  • CF3 Chief Executive (11 Jan 2016 to 8 Dec 2019)
  • CF28 Systems and controls (11 Jan 2016 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (26 Jul 2007 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (2 May 2007 to 31 Oct 2007)
  • Responsible for Insurance Mediation (22 Feb 2007 to 30 Sep 2018)
  • CF1 Director (1 Aug 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Aug 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2006 to 12 Jun 2015)
  • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
• Rebecca Granados

  IRN RXG01811

  • SMF16 Compliance Oversight (since 9 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (11 Jun 2015 to 8 Dec 2019)
• Roger Andrew Bennett

  IRN RAB01259

  • CF28 Systems and controls (1 Nov 2007 to 16 Oct 2008)
  • CF13 Finance (1 Aug 2006 to 31 Oct 2007)
• Simon Andrew Boulter

  IRN SAB00015

  • CF30 Customer (1 Nov 2007 to 15 May 2017)
  • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2016)
  • CF13 Finance (10 Sep 2007 to 31 Oct 2007)
  • CF27 Investment Management (1 May 2007 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (11 Sep 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Aug 2006 to 31 Oct 2007)
  • CF1 Director (1 Aug 2006 to 30 Aug 2019)
  • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
  • CF3 Chief Executive (1 Aug 2006 to 1 Jan 2016)

• John McNamara (no longer appointed)

  FRN 930735 · Appointed 27 Jul 2020 · Until 5 Jan 2022

• J McNamara Limited (no longer appointed)

  FRN 579533 · Appointed 18 Apr 2012 · Until 29 Feb 2020

• DownEdwards Limited (no longer appointed)

  FRN 554813 · Appointed 1 Jul 2011 · Until 18 Nov 2014

No changes recorded yet.