Matthew John Seabrook Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Seabrook Clark Ltd

    FRN 593299

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (7 Oct 2025 to 24 Nov 2025)
    • CF1 Director (1 Feb 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2013 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2013 to 26 Nov 2025)
    • Responsible for Insurance Mediation (1 Feb 2013 to 30 Sep 2018)
  • Med-Ex Financial Advisory Services Limited (no longer approved here)

    FRN 484988

    • CF30 Customer (1 Feb 2013 to 1 Feb 2013)
  • Investacc Limited (no longer approved here)

    FRN 154918

    • CF30 Customer (21 Aug 2009 to 6 Feb 2013)
  • Thomas Westcott Financial Management Ltd (no longer approved here)

    FRN 207990

    • Employed By (21 Aug 2009 to 6 Feb 2013)
  • Shipman Wealth Management Ltd (no longer approved here)

    FRN 456896

    • CF30 Customer (14 Apr 2008 to 7 Aug 2009)
  • The Exeter Practice Limited (no longer approved here)

    FRN 451695

    • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
    • CF24 Pension Transfer Specialist (11 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF22 Investment Adviser (Trainee) (6 Sep 2005 to 20 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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