Seabrook Clark Ltd

• Principal Place of Business

  The Greenkeepers Cottage

  At Exeter Golf & Country Club

  Topsham Road

  Exeter

  EX2 7AE

  UNITED KINGDOM

  Phone

  +4401392875500

  Web

  https://www.seabrookclark.co.uk

• Complaints Contact

  The Greenkeepers Cottage

  At Exeter Golf & Country Club

  Topsham Road

  Exeter

  EX2 7AE

  UNITED KINGDOM

  Phone

  +4401392875500

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Bryony Elizabeth Munro Noad

  IRN BEN01014

  • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 May 2022)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 May 2022)
  • CF30 Customer (3 Jan 2018 to 8 Dec 2019)
• Emma Ley

  IRN EXL01363

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF3 Chief Executive (AR) (25 Sep 2025 to 24 Nov 2025)
  • CF1 Director (3 Feb 2017 to 8 Dec 2019)
• Harold Charles Bailey

  IRN HCB00003

  • [FCA CF] Client dealing (9 Sep 2025 to 30 Jan 2026)
  • [FCA CF] Functions requiring qualifications (9 Sep 2025 to 30 Jan 2026)
• Hayden Williams

  IRN HXW00130

  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 16 May 2022)
  • [FCA CF] Client dealing (since 16 May 2022)
  • [FCA CF] Functions requiring qualifications (since 16 May 2022)
• Jennifer May Ives

  IRN JMI01022

  • CF30 Customer (4 Apr 2013 to 18 Dec 2013)
• Jonathan Mark Rusbridge

  IRN JMR01269

  • CF30 Customer (13 Feb 2015 to 22 Aug 2016)
• Kerry Marie Roffey

  IRN KMR01084

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Apr 2021)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2021)
  • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
• Matthew John Seabrook Clark

  IRN MJC01462

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 14. Managing investments
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (7 Oct 2025 to 24 Nov 2025)
  • CF30 Customer (1 Feb 2013 to 26 Nov 2025)
  • Responsible for Insurance Mediation (1 Feb 2013 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Feb 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Feb 2013 to 8 Dec 2019)
  • CF1 Director (1 Feb 2013 to 8 Dec 2019)
• Michael David Snowden Butler

  IRN MDB00001

  • CF30 Customer (12 Oct 2016 to 29 Nov 2019)
• Paul Saunders

  IRN PXS00193

  • CF30 Customer (11 Oct 2016 to 29 Nov 2019)

• Blue Fox Wealth Management Ltd (no longer appointed)

  FRN 654486 · Appointed 2 Feb 2016 · Until 29 Dec 2017

• Milford and Dormor Financial Planning Limited (no longer appointed)

  FRN 620388 · Appointed 4 Apr 2014 · Until 4 Dec 2025

No changes recorded yet.