Roger Andrew Bennett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Exeter Practice Limited (no longer approved here)

    FRN 451695

    • CF28 Systems and controls (1 Nov 2007 to 16 Oct 2008)
    • CF13 Finance (1 Aug 2006 to 31 Oct 2007)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF10 Compliance Oversight (6 Sep 2007 to 11 Jan 2008)
    • CF11 Money Laundering Reporting (6 Sep 2007 to 8 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.