Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Exeter Practice Limited (no longer approved here)

    FRN 451695

    • CF28 Systems and controls (1 Nov 2007 to 1 Jan 2016)
    • CF30 Customer (1 Nov 2007 to 15 May 2017)
    • CF13 Finance (10 Sep 2007 to 31 Oct 2007)
    • CF27 Investment Management (1 May 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (11 Sep 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
    • CF3 Chief Executive (1 Aug 2006 to 1 Jan 2016)
    • CF1 Director (1 Aug 2006 to 30 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.