Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Exeter Practice Limited (no longer approved here)

    FRN 451695

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2022)
    • CF1 Director (AR) (1 May 2012 to 28 Feb 2020)
    • CF30 Customer (1 May 2012 to 28 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.