Duncan Charles George Ratley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Manager of certification employee (6 Oct 2020 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (15 Oct 2013 to 8 Dec 2019)
  • The Exeter Practice Limited (no longer approved here)

    FRN 451695

    • CF30 Customer (12 May 2008 to 27 Sep 2013)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (1 Nov 2007 to 2 May 2008)
    • CF21 Investment Adviser (30 May 2006 to 31 Oct 2007)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (22 Apr 2004 to 9 May 2006)
    • CF22 Investment Adviser (Trainee) (8 Jul 2003 to 22 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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