THE PENSION DRAWDOWN COMPANY LTD.

• Principal Place of Business

  Rockwood House

  Princes Point

  Park Hill Road

  Torquay

  Devon

  TQ1 2DU

  UNITED KINGDOM

  Phone

  +441803211214

  Web

  https://www.pension-drawdown.co.uk

• Complaints Contact

  Rockwood House

  Princes Point

  Park Hill Road

  Torquay

  Devon

  TQ1 2DU

  UNITED KINGDOM

  Phone

  +441803211214

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel James Lionel Heald

  IRN NJH00019

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Nov 2022)
  • SMF16 Compliance Oversight (since 15 Nov 2022)
  • [FCA CF] Manager of certification employee (since 26 Oct 2022)
  • [FCA CF] Functions requiring qualifications (17 Aug 2020 to 10 Apr 2024)
  • [FCA CF] Client dealing (17 Aug 2020 to 10 Apr 2024)
• Richard Alexander Rowe

  IRN RAR01115

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 29 Feb 2024)
  • CF2 Non Executive Director (27 Nov 2018 to 8 Dec 2019)
• Roger Mark Easterbrook

  IRN RME01055

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Apr 2024)
  • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2025)
  • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • CF1 Director (1 Dec 2015 to 8 Dec 2019)
• Sarah Heal

  IRN SXH27320

  • [FCA CF] Functions requiring qualifications (15 Jan 2020 to 17 Dec 2020)
  • [FCA CF] Client dealing (15 Jan 2020 to 17 Dec 2020)
  • [PRA CF] Key function holder (9 Dec 2019 to 17 Dec 2020)
• Shaun Francis Dummett

  IRN SXD00474

  • [FCA CF] Client dealing (2 Nov 2021 to 3 Mar 2022)
  • [FCA CF] Functions requiring qualifications (2 Nov 2021 to 3 Mar 2022)
• Stephen Morris

  IRN SXM18677

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Apr 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 2 Apr 2024)
  • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
• Stephen Paul Stobie

  IRN SPS01120

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Apr 2024)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Suzanne Julie Walker

  IRN SJW01459

  • [FCA CF] Manager of certification employee (10 Mar 2022 to 2 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Apr 2024)
  • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
• Tobias Clements

  IRN TXC00066

  • [FCA CF] Functions requiring qualifications (15 Dec 2020 to 2 Apr 2024)
  • [FCA CF] Client dealing (15 Dec 2020 to 2 Apr 2024)

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