Stephen Morris

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (2 Apr 2024 to 25 Jun 2025)
    • [FCA CF] Functions requiring qualifications (2 Apr 2024 to 25 Jun 2025)
  • THE PENSION DRAWDOWN COMPANY LTD. (no longer approved here)

    FRN 709479

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Apr 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Apr 2024)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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