Tobias Clements

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kirk Rice LLP

    FRN 531538

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2026)
  • PRICE FERGUSON LIMITED (no longer approved here)

    FRN 424784

    • [FCA CF] Client dealing (3 Jan 2025 to 30 Oct 2025)
    • [FCA CF] Functions requiring qualifications (3 Jan 2025 to 30 Oct 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (2 Apr 2024 to 29 Jul 2024)
    • [FCA CF] Functions requiring qualifications (2 Apr 2024 to 29 Jul 2024)
  • THE PENSION DRAWDOWN COMPANY LTD. (no longer approved here)

    FRN 709479

    • [FCA CF] Client dealing (15 Dec 2020 to 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (15 Dec 2020 to 2 Apr 2024)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

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