Kirk Rice LLP

• Principal Place of Business

  The Courtyard

  69 High Street

  Ascot

  Berkshire

  SL5 7HP

  UNITED KINGDOM

  Phone

  +4401344875000

  Web

  https://www.kirkrice.co.uk

• Complaints Contact

  The Courtyard

  69 High Street

  Ascot

  Berkshire

  SL5 7HP

  UNITED KINGDOM

  Phone

  +441344637729

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, second charge loans and equity release/lifetime mortgages.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Andrew Michael Beet

  IRN AXB04313

  • SMF27 Partner (since 8 Jul 2024)
• Ashwani Sood

  IRN AKS31080

  • [FCA CF] Functions requiring qualifications (21 Dec 2021 to 8 Mar 2023)
• Chloe Elizabeth Platts

  IRN CEP01073

  • [FCA CF] Client dealing (14 Nov 2023 to 17 Jul 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jul 2025)
  • CF30 Customer (3 Oct 2013 to 8 Dec 2019)
• David Andrew Forinton

  IRN DXF00207

  • SMF27 Partner (since 22 Jul 2022)
• Graham Michael Derek Jennings

  IRN GMJ01045

  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (3 May 2011 to 8 Dec 2019)
  • CF4 Partner (3 May 2011 to 8 Dec 2019)
• Hadley John Baldock

  IRN HJB01086

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (22 Sep 2016 to 8 Dec 2019)
• James Moody

  IRN JXM03814

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (22 Sep 2016 to 8 Dec 2019)
• Joshua David Collis

  IRN JXC00592

  • [FCA CF] Client dealing (14 Nov 2023 to 5 Sep 2025)
  • [FCA CF] Functions requiring qualifications (9 Nov 2023 to 5 Sep 2025)
• Kalbinder Sanghera

  IRN KXS00571

  • SMF27 Partner (27 Jun 2023 to 31 Mar 2025)
• Kirk Andrew Stephen Rice

  IRN KAR01071

  • SMF27 Partner (9 Dec 2019 to 31 Dec 2023)
  • CF4 Partner (3 May 2011 to 8 Dec 2019)

No changes recorded yet.