Ashwani Sood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kirk Rice LLP (no longer approved here)

    FRN 531538

    • [FCA CF] Functions requiring qualifications (21 Dec 2021 to 8 Mar 2023)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Client dealing (20 May 2020 to 19 Feb 2021)
    • [FCA CF] Functions requiring qualifications (20 May 2020 to 19 Feb 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 19 May 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (21 Jul 2016 to 1 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.