Joshua David Collis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westminster Wealth Management LLP

    FRN 490519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Oct 2025)
    • [FCA CF] Client dealing (since 6 Oct 2025)
  • Kirk Rice LLP (no longer approved here)

    FRN 531538

    • [FCA CF] Client dealing (14 Nov 2023 to 5 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Nov 2023 to 5 Sep 2025)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 25 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 25 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.