Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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THE PENSION DRAWDOWN COMPANY LTD.
FRN 709479
- SMF16 Compliance Oversight (since 15 Nov 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Nov 2022)
- [FCA CF] Manager of certification employee (since 26 Oct 2022)
- [FCA CF] Client dealing (17 Aug 2020 to 10 Apr 2024)
- [FCA CF] Functions requiring qualifications (17 Aug 2020 to 10 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.