Stephen Paul Stobie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 13 Mar 2025)
    • CF30 Customer (since 11 Feb 2025)
  • TNW Wealth Limited

    FRN 1010391

    • (2)Employed By (since 11 Feb 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (2 Apr 2024 to 11 Mar 2025)
    • [FCA CF] Functions requiring qualifications (2 Apr 2024 to 11 Mar 2025)
  • THE PENSION DRAWDOWN COMPANY LTD. (no longer approved here)

    FRN 709479

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Apr 2024)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • Flying Colours Advice Limited (no longer approved here)

    FRN 672022

    • CF30 Customer (28 Apr 2016 to 30 Aug 2019)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 8 Apr 2016)
    • CF21 Investment Adviser (18 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 May 2007 to 18 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.