Roger Mark Easterbrook

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
  • THE PENSION DRAWDOWN COMPANY LTD. (no longer approved here)

    FRN 709479

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
    • CF1 Director (1 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (4 Sep 2012 to 1 Dec 2015)
  • The Pension Drawdown Company Limited (no longer approved here)

    FRN 191339

    • Employed By (4 Sep 2012 to 1 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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