Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
  • THE PENSION DRAWDOWN COMPANY LTD. (no longer approved here)

    FRN 709479

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Apr 2024)
    • CF30 Customer (23 Nov 2018 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (1 Jun 2018 to 18 Jul 2018)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (24 May 2018 to 18 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.