Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE PENSION DRAWDOWN COMPANY LTD. (no longer approved here)

    FRN 709479

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2022)
    • CF10 Compliance Oversight (1 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Nov 2004 to 4 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.