The Broughton Wilkins Partnership Ltd

Date authorised
1 April 2013
Companies House
04039296
Last scraped
20 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    158 Moulsham Street
    Chelmsford
    Essex
    CM2 0LD
    UNITED KINGDOM
    Phone
    +4401245392900
    Web
    https://www.bwifa.co.uk

  • Complaints Contact

    Emery I F A Ltd
    910 The Crescent
    Colchester
    Essex
    CO4 9YQ
    UNITED KINGDOM
    Phone
    +4401206710000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Matthew Raybould

    IRN AXR01043

    • (39)SMF3 Executive Director (since 13 Aug 2025)
  • Adrian Broughton

    IRN AXB00218

    • (5)7. Giving personal recommendations on long-term care insurance contracts
    • (6)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (7)4. Giving personal recommendations on retail investment products which are not broker funds
    • (10)[FCA CF] Significant management (since 9 Dec 2019)
    • (9)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (8)[FCA CF] Client dealing (since 9 Dec 2019)
    • (4)SMF3 Executive Director (9 Dec 2019 to 30 May 2025)
    • (5)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (7)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (6)CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • (8)CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Diane Patricia Wilkins

    IRN DPH00035

    • (29)7. Giving personal recommendations on long-term care insurance contracts
    • (31)4. Giving personal recommendations on retail investment products which are not broker funds
    • (30)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (36)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (37)[FCA CF] Significant management (since 9 Dec 2019)
    • (33)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (34)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (35)[FCA CF] Client dealing (since 9 Dec 2019)
    • (32)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (10)SMF3 Executive Director (9 Dec 2019 to 30 May 2025)
    • (11)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (9)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • (16)CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • (14)CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • (13)CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • (12)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • (15)CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Jon Anderson

    IRN JRA01070

    • (24)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (23)12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (26)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (25)4. Giving personal recommendations on retail investment products which are not broker funds
    • (27)[FCA CF] Client dealing (since 9 Jun 2025)
    • (28)[FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • Kyle McGill

    IRN KXM00344

    • (3)[FCA CF] Functions requiring qualifications (9 Jun 2025 to 7 Jan 2026)
    • (2)[FCA CF] Client dealing (9 Jun 2025 to 7 Jan 2026)
  • Matthew Gwyn Morris

    IRN MXM04563

    • (38)SMF3 Executive Director (since 13 Aug 2025)
  • Philip Anthony Kirk

    IRN PAK00012

    • (1)CF21 Investment Adviser (28 Feb 2002 to 13 Dec 2002)
  • Rayna Stoyanova

    IRN RXS30578

    • (12)4. Giving personal recommendations on retail investment products which are not broker funds
    • (11)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (14)[FCA CF] Functions requiring qualifications (since 16 Mar 2026)
    • (13)[FCA CF] Client dealing (since 16 Mar 2026)
  • Sabrina Bailey

    IRN SXB03789

    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (4)[FCA CF] Functions requiring qualifications (since 9 Jun 2025)
    • (3)[FCA CF] Client dealing (since 9 Jun 2025)
  • Samantha Joanne Potter

    IRN SJS00082

    • (20)4. Giving personal recommendations on retail investment products which are not broker funds
    • (19)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (21)[FCA CF] Client dealing (since 9 Jun 2025)
    • (22)[FCA CF] Functions requiring qualifications (since 9 Jun 2025)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (6)CF24 Pension Transfer Specialist

  2. controlled function added: (5)CF30 Customer

  3. controlled function added: (4)SMF3 Executive Director

  4. controlled function added: (3)[FCA CF] Functions requiring qualifications

  5. controlled function added: (2)[FCA CF] Client dealing

  6. controlled function added: (1)CF21 Investment Adviser

  7. controlled function removed: SMF3 Executive Director

  8. controlled function removed: [FCA CF] Functions requiring qualifications

  9. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds

  10. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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