Sabrina Bailey

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Broughton Wilkins Partnership Ltd

    FRN 195273

    • (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (3)[FCA CF] Client dealing (since 9 Jun 2025)
    • (4)[FCA CF] Functions requiring qualifications (since 9 Jun 2025)
  • Emery (IFA) Limited

    FRN 526134

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at The Broughton Wilkins Partnership Ltd

  2. controlled function removed: [FCA CF] Functions requiring qualifications at The Broughton Wilkins Partnership Ltd

  3. controlled function removed: [FCA CF] Client dealing at The Broughton Wilkins Partnership Ltd

  4. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at The Broughton Wilkins Partnership Ltd

  5. controlled function added: (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at The Broughton Wilkins Partnership Ltd

  6. controlled function added: (2)4. Giving personal recommendations on retail investment products which are not broker funds at The Broughton Wilkins Partnership Ltd

  7. controlled function added: (3)[FCA CF] Client dealing at The Broughton Wilkins Partnership Ltd

  8. controlled function added: (4)[FCA CF] Functions requiring qualifications at The Broughton Wilkins Partnership Ltd