TAVISTOCK PARTNERS (UK) LTD

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Rebecca Louise Lee

  IRN RLB01142

  • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 11 Jun 2025)
  • [FCA CF] Client dealing (1 Sep 2021 to 11 Jun 2025)
• Richard Heap

  IRN REH00036

  • [FCA CF] Client dealing (20 May 2022 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (20 May 2022 to 13 Mar 2026)
• Richard Kolasinski

  IRN RJK01126

  • [FCA CF] Functions requiring qualifications (21 Jun 2021 to 13 Mar 2026)
  • [FCA CF] Client dealing (21 Jun 2021 to 13 Mar 2026)
• Richard Mark Wood

  IRN RMW01093

  • [FCA CF] Functions requiring qualifications (10 Aug 2020 to 1 Feb 2024)
  • [FCA CF] Client dealing (10 Aug 2020 to 1 Feb 2024)
• Richard Wakefield

  IRN RDW00027

  • [FCA CF] Client dealing (11 Sep 2025 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (11 Sep 2025 to 13 Mar 2026)
• Richard William Smith

  IRN RWS00039

  • [FCA CF] Client dealing (18 Oct 2021 to 31 Jan 2025)
  • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 31 Jan 2025)
• Rikki Dore

  IRN RJD01207

  • [FCA CF] Manager of certification employee (30 Jun 2025 to 13 Mar 2026)
  • [FCA CF] Client dealing (30 Jun 2025 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (30 Jun 2025 to 13 Mar 2026)
• Robert Bird

  IRN RMB00024

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2025)
  • CF30 Customer (18 Oct 2016 to 8 Dec 2019)
• Robert Evans

  IRN RGE00010

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (14 Sep 2016 to 8 Dec 2019)
• Robert Guiney

  IRN RXG00087

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (29 Mar 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Mar 2004 to 29 Mar 2004)

No changes recorded yet.