Rikki Dore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (30 Jun 2025 to 13 Mar 2026)
    • [FCA CF] Client dealing (30 Jun 2025 to 13 Mar 2026)
    • [FCA CF] Manager of certification employee (30 Jun 2025 to 13 Mar 2026)
  • Courtiers Investment Services Limited (no longer approved here)

    FRN 124995

    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2023 to 6 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jun 2025)
    • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (6 Sep 2011 to 15 Dec 2014)
    • CF30 Customer (19 Aug 2011 to 15 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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