Richard Heap

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (20 May 2022 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (20 May 2022 to 13 Mar 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (14 Apr 2020 to 21 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Dec 2021)
    • CF30 Customer (28 Jun 2012 to 21 Dec 2021)
    • CF4 Partner (AR) (28 Jun 2012 to 18 Nov 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (6 Mar 2006 to 30 Nov 2006)
    • CF1 Director (AR) (6 Mar 2006 to 18 Sep 2006)
  • Medical Life UK Ltd (no longer approved here)

    FRN 230597

    • Employed By (22 Apr 2004 to 30 Nov 2006)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF22 Investment Adviser (Trainee) (10 Jan 2003 to 6 Jan 2004)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 10 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.