Richard Mark Wood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
    • [FCA CF] Client dealing (since 1 Feb 2024)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (10 Aug 2020 to 1 Feb 2024)
    • [FCA CF] Functions requiring qualifications (10 Aug 2020 to 1 Feb 2024)
  • GODDARD PERRY CONSULTING LIMITED (no longer approved here)

    FRN 125376

    • CF30 Customer (10 Apr 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (19 Aug 2010 to 13 Sep 2011)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (26 Nov 2009 to 6 Aug 2010)
    • CF21 Investment Adviser (10 Mar 2004 to 17 May 2004)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (17 Dec 2007 to 23 Nov 2009)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (399)Employed By (10 Mar 2004 to 17 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.