Richard William Smith

• Corbel Partners Limited

  FRN 429142

  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 27 Feb 2025)
  • CF1 Director (AR) (since 4 Feb 2025)
  • CF30 Customer (since 4 Feb 2025)
  • [FCA CF] Client dealing (since 1 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2025)
• RWS Financial Planning Limited

  FRN 1024464

  • (1)Employed By (since 4 Feb 2025)
• TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

  FRN 230342

  • [FCA CF] Client dealing (18 Oct 2021 to 31 Jan 2025)
  • [FCA CF] Functions requiring qualifications (18 Oct 2021 to 31 Jan 2025)
• Sandringham Financial Partners Limited (no longer approved here)

  FRN 581304

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2021)
  • CF30 Customer (31 Oct 2016 to 8 Dec 2019)
• HRC Innovative Financial Planning Ltd (no longer approved here)

  FRN 224140

  • (13)Employed By (25 Feb 2010 to 12 Aug 2011)
• Berkeley Morgan Limited (no longer approved here)

  FRN 148577

  • CF21 Investment Adviser (25 Mar 2003 to 22 Apr 2005)
• RLUM Limited (no longer approved here)

  FRN 144032

  • CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2002)

No changes recorded yet.