Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (21 Jun 2021 to 13 Mar 2026)
    • [FCA CF] Client dealing (21 Jun 2021 to 13 Mar 2026)
  • Bartholomew Hawkins Ltd (no longer approved here)

    FRN 489590

    • CF30 Customer (22 May 2017 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (19 Mar 2013 to 1 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.