Richard Wakefield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • [FCA CF] Client dealing (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (11 Sep 2025 to 13 Mar 2026)
    • [FCA CF] Functions requiring qualifications (11 Sep 2025 to 13 Mar 2026)
  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Sep 2025)
    • CF30 Customer (7 Feb 2017 to 8 Dec 2019)
  • Somerville Financial Services Limited (no longer approved here)

    FRN 145264

    • CF30 Customer (14 Aug 2014 to 13 Dec 2016)
  • James Hallam Limited (no longer approved here)

    FRN 134435

    • CF30 Customer (1 Nov 2007 to 28 Aug 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.