TAVISTOCK PARTNERS (UK) LTD

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Paul Stanley

  IRN PRS00033

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
• Peter Michael O'Toole

  IRN PMO00009

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Aug 2020)
  • CF30 Customer (5 Aug 2019 to 8 Dec 2019)
• Philip Buttle

  IRN PAB00135

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
• Philip David Sayce

  IRN PDS00065

  • CF1 Director (15 Mar 2004 to 27 May 2005)
  • CF21 Investment Adviser (15 Mar 2004 to 27 May 2005)
• Philip Follows

  IRN PXF00055

  • CF30 Customer (22 Feb 2010 to 28 Dec 2012)
• Philip James Hawkins

  IRN PJH00067

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (1 Sep 2007 to 31 Oct 2007)
• Philip John Wallhead

  IRN PJW00034

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2022)
  • CF30 Customer (5 Jan 2008 to 28 Dec 2012)
  • CF21 Investment Adviser (4 Oct 2007 to 4 Oct 2007)
• Phillip Matthew Protheroe

  IRN PMP00005

  • [FCA CF] Functions requiring qualifications (25 Feb 2021 to 27 May 2022)
  • [FCA CF] Client dealing (25 Feb 2021 to 27 May 2022)
• Ravi Dadlani

  IRN DXR01460

  • [FCA CF] Client dealing (15 Feb 2021 to 14 Jun 2024)
  • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 14 Jun 2024)
• Ravi Gill

  IRN RXG10243

  • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 13 Mar 2026)
  • [FCA CF] Client dealing (23 Aug 2021 to 13 Mar 2026)

No changes recorded yet.