Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Client dealing (25 Feb 2021 to 27 May 2022)
    • [FCA CF] Functions requiring qualifications (25 Feb 2021 to 27 May 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (6 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (18 Sep 2017 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Oct 2016 to 25 Jul 2017)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (15 Feb 2008 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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